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Mazur’s knotty dictionary

In the previous posts, we have depicted the ‘arithmetic line’, that is the prime numbers, as a ‘line’ and individual primes as ‘points’.

However, sometime in the roaring 60-ties, Barry Mazur launched the crazy idea of viewing the affine spectrum of the integers, $\mathbf{spec}(\mathbb{Z}) $, as a 3-dimensional manifold and prime numbers themselves as knots in this 3-manifold…

After a long silence, this idea was taken up recently by Mikhail Kapranov and Alexander Reznikov (1960-2003) in a talk at the MPI-Bonn in august 1996. Pieter Moree tells the story in his recollections about Alexander (Sacha) Reznikov in Sipping Tea with Sacha : “Sasha’s paper is closely related to his paper where the analogy of covers of three-manifolds and class field theory plays a big role (an analogy that was apparently first noticed by B. Mazur). Sasha and Mikhail Kapranov (at the time also at the institute) were both very interested in this analogy. Eventually, in August 1996, Kapranov and Reznikov both lectured on this (and I explained in about 10 minutes my contribution to Reznikov’s proof). I was pleased to learn some time ago that this lecture series even made it into the literature, see Morishita’s ‘On certain analogies between knots and primes’ J. reine angew. Math 550 (2002) 141-167.”

Here’s a part of what is now called the Kapranov-Reznikov-Mazur dictionary :



What is the rationale behind this dictionary? Well, it all has to do with trying to make sense of the (algebraic) fundamental group $\pi_1^{alg}(X) $ of a general scheme $X $. Recall that for a manifold $M $ there are two different ways to define its fundamental group $\pi_1(M) $ : either as the closed loops in a given basepoint upto homotopy or as the automorphism group of the universal cover $\tilde{M} $ of $M $.

For an arbitrary scheme the first definition doesn’t make sense but we can use the second one as we have a good notion of a (finite) cover : an etale morphism $Y \rightarrow X $ of the scheme $X $. As they form an inverse system, we can take their finite automorphism groups $Aut_X(Y) $ and take their projective limit along the system and call this the algebraic fundamental group $\pi^{alg}_1(X) $.

Hendrik Lenstra has written beautiful course notes on ‘Galois theory for schemes’ on all of this starting from scratch. Besides, there are also two video-lectures available on this at the MSRI-website : Etale fundamental groups 1 by H.W. Lenstra and Etale fundamental groups 2 by F. Pop.

But, what is the connection with the ‘usual’ fundamental group in case both of them can be defined? Well, by construction the algebraic fundamental group is always a profinite group and in the case of manifolds it coincides with the profinite completion of the standard fundamental group, that is,
$\pi^{alg}_1(M) \simeq \widehat{\pi_1(M)} $ (recall that the cofinite completion is the projective limit of all finite group quotients).

Right, so all we have to do to find a topological equivalent of an algebraic scheme is to compute its algebraic fundamental group and find an existing topological space of which the profinite completion of its standard fundamental group coincides with our algebraic fundamental group. An example : a prime number $p $ (as a ‘point’ in $\mathbf{spec}(\mathbb{Z}) $) is the closed subscheme $\mathbf{spec}(\mathbb{F}_p) $ corresponding to the finite field $\mathbb{F}_p = \mathbb{Z}/p\mathbb{Z} $. For any affine scheme of a field $K $, the algebraic fundamental group coincides with the absolute Galois group $Gal(\overline{K}/K) $. In the case of $\mathbb{F}_p $ we all know that this abslute Galois group is isomorphic with the profinite integers $\hat{\mathbb{Z}} $. Now, what is the first topological space coming to mind having the integers as its fundamental group? Right, the circle $S^1 $. Hence, in arithmetic topology we view prime numbers as topological circles, that is, as knots in some bigger space.

But then, what is this bigger space? That is, what is the topological equivalent of $\mathbf{spec}(\mathbb{Z}) $? For this we have to go back to Mazur’s original paper Notes on etale cohomology of number fields in which he gives an Artin-Verdier type duality theorem for the affine spectrum $X=\mathbf{spec}(D) $ of the ring of integers $D $ in a number field. More precisely, there is a non-degenerate pairing $H^r_{et}(X,F) \times Ext^{3-r}_X(F, \mathbb{G}_m) \rightarrow H^3_{et}(X,F) \simeq \mathbb{Q}/\mathbb{Z} $ for any constructible abelian sheaf $F $. This may not tell you much, but it is a ‘sort of’ Poincare-duality result one would have for a compact three dimensional manifold.

Ok, so in particular $\mathbf{spec}(\mathbb{Z}) $ should be thought of as a 3-dimensional compact manifold, but which one? For this we have to compute the algebraic fundamental group. Fortunately, this group is trivial as there are no (non-split) etale covers of $\mathbf{spec}(\mathbb{Z}) $, so the corresponding 3-manifold should be simple connected… but wenow know that this has to imply that the manifold must be $S^3 $, the 3-sphere! Summarizing : in arithmetic topology, prime numbers are knots in the 3-sphere!

More generally (by the same arguments) the affine spectrum $\mathbf{spec}(D) $ of a ring of integers can be thought of as corresponding to a closed oriented 3-dimensional manifold $M $ (which is a cover of $S^3 $) and a prime ideal $\mathfrak{p} \triangleleft D $ corresponds to a knot in $M $.

But then, what is an ideal $\mathfrak{a} \triangleleft D $? Well, we have unique factorization of ideals in $D $, that is, $\mathfrak{a} = \mathfrak{p}_1^{n_1} \ldots \mathfrak{p}_k^{n_k} $ and therefore $\mathfrak{a} $ corresponds to a link in $M $ of which the constituent knots are the ones corresponding to the prime ideals $\mathfrak{p}_i $.

And we can go on like this. What should be an element $w \in D $? Well, it will be an embedded surface $S \rightarrow M $, possibly with a boundary, the boundary being the link corresponding to the ideal $\mathfrak{a} = Dw $ and Seifert’s algorithm tells us how we can produce surfaces having any prescribed link as its boundary. But then, in particular, a unit $w \in D^* $ should correspond to a closed surface in $M $.

And all these analogies carry much further : for example the class group of the ring of integers $Cl(D) $ then corresponds to the torsion part $H_1(M,\mathbb{Z})_{tor} $ because principal ideals $Dw $ are trivial in the class group, just as boundaries of surfaces $\partial S $ vanish in $H_1(M,\mathbb{Z}) $. Similarly, one may identify the unit group $D^* $ with $H_2(M,\mathbb{Z}) $… and so on, and on, and on…

More links to papers on arithmetic topology can be found in John Baez’ week 257 or via here.

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ceci n’est pas un corps

To Gavin Wraiht a mathematical phantom is a “nonexistent entity which ought to be there but apparently is not; but nevertheless obtrudes its effects so convincingly that one is forced to concede a broader notion of existence”. Mathematics’ history is filled with phantoms getting the kiss of life.

Nobody will deny the ancient Greek were pretty good at maths, but still they were extremely unsure about the status of zero as a number. They asked themselves, “How can nothing be something?”, and, paradoxes such as of Zeno’s depend in large part on that uncertain interpretation of zero. It lasted until the 9th century before Indian scholars were comfortable enough to treat 0 just as any other number.

Italian gamblers/equation-solvers of the early 16th century were baffled by the fact that the number of solutions to quartic equations could vary, seemingly arbitrary, from zero to four until Cardano invented ‘imaginary numbers’ and showed that there were invariably four solutions provided one allows these imaginary or ‘phantom’ numbers.

Similar paradigm shifts occurred in mathematics much more recently, for example the discovery of the quaternions by William Hamilton. This object had all the telltale signs of a field-extension of the complex numbers, apart from the fact that the multiplication of two of its numbers a.b did not necessarely give you the same result as multiplying the other way around b.a.

Hamilton was so shaken by this discovery (which he made while walking along the Royal canal in Dublin with his wife on october 16th 1843) that he carved the equations using his penknife into the side of the nearby Broom Bridge (which Hamilton called Brougham Bridge), for fear he would forget it. Today, no trace of the carving remains, though a stone plaque does commemorate the discovery.
It reads :

Here as he walked by
on the 16th of October 1843
Sir William Rowan Hamilton
in a flash of genius discovered
the fundamental formula for
quaternion multiplication
$i^2 = j^2 = k^2 = i j k = −1 $
& cut it on a stone of this bridge

The fact that this seems to be the least visited tourist attraction in Dublin tells a lot about the standing of mathematics in society. Fortunately, some of us go to extreme lengths making a pilgrimage to Hamilton’s bridge…

In short, the discovery of mathematical objects such as 0, the square root of -1, quaternions or octonions, often allow us to make great progress in mathematics at the price of having to bend the existing rules slightly.

But, to suggest seriously that an unobserved object should exist when even the most basic arguments rule against its existence is a different matter entirely.

Probably, you have to be brought up in the surrealistic tradition of artists such as Renee Magritte, a guy who added below a drawing of a pipe a sentence saying “This is not a pipe” (Ceci n’est pas une pipe).

In short, you have to be Belgian…

Jacques Tits is a Belgian (today he is also a citizen of a far less surrealistic country : France). He is the ‘man from Uccle’ (in Mark Ronan’s bestselling Symmetry and the Monster), the guy making finite size replicas of infinite Lie groups. But also the guy who didn’t want to stop there.

He managed to replace the field of complex numbers $\mathbb{C} $ by a finite field $\mathbb{F}_q $, consisting of precisely $q=p^n $ a prime-power elements, but wondered what this group might become if $q $ were to go down to size $1 $, even though everyone knew that there couldn’t be a field $\mathbb{F}_1 $ having just one element as $0 \not= 1 $ and these two numbers have to be in any fields DNA.

Tits convinced himself that this elusive field had to exists because his limit-groups had all the characteristics of a finite group co-existing with a Lie group, its companion the Weyl group. Moreover, he was dead sure that the finite geometry associated to his versions of Lie groups would also survive the limit process and give an entirely new combinatorial geometry, featuring objects called ‘buildings’ containing ‘appartments’ glued along ‘walls’ and more terms a real-estate agent might use, but surely not a mathematician…

At the time he was a researcher with the Belgian national science foundation and, having served that agency twenty years myself, I know he had to tread carefully not to infuriate the more traditional committee-members that have to decide on your grant-application every other year. So, when he put his thoughts in writing



he added a footnote saying : “$K_1 $ isn’t generally considered a field”. I’m certain he was doing a Magritte :

$\mathbb{F}_1 $ (as we call today his elusive field $~K_1~ $)

ceci n’est pas un corps

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the buckyball curve

We are after the geometric trinity corresponding to the trinity of exceptional Galois groups

The surfaces on the right have the corresponding group on the left as their group of automorphisms. But, there is a lot more group-theoretic info hidden in the geometry. Before we sketch the $L_2(11) $ case, let us recall the simpler situation of $L_2(7) $.

There are some excellent web-page on the Klein quartic and it would be too hard to try to improve on them, so we refer to John Baez’ page and Greg Egan’s page for more details.

The Klein quartic is the degree 4 projective plane curve defined by the equation $x^3y+y^3z+z^3x=0 $. It can be tiled with a set of 24 regular heptagons, or alternatively with a set of 56 equilateral triangles and these two tilings are dual to each other




In the triangular tiling, there are 56 triangles, 84 edges and 24 vertices. The 56 triangles come in 7 bunches of 8 each and we give the 7 bunches of triangles each a different color as in the pictures below made by Greg Egan. Observe that in the hyperbolic tiling all triangles look alike, but in the picture on the left most of them get warped as we try to embed the quartic in 3-space (which is impossible to do properly). The non-warped triangles (the red ones) come into pairs, the top and bottom triangles of a triangular prism, one prism at each of the four ‘vertices’ of a tetrahedron.

The automorphism group $L_2(7) $ acts on these triangles as $S_4 $ acts on the triangles in a truncated cube.




The buckyball construction from a conjugacy class of order 11 elements from $L_2(11) $ recalled last time, has an analogon $L_2(7) $, leading to the truncated cube.

In $L_2(7) $ there are two conjugacy classes of subgroups isomorphic to $S_4 $ (the rotation-symmetry group of the cube) as well as two conjugacy classes of order 7 elements, each consisting of precisely 24 elements, say C and D. The normalizer subgroup of C has order 21, so there is a cyclic group of order 3 acting non-trivially on the conjugacy class C with 8 orbits consisting of three elements each. These are the eight triangles of the truncated cube identified above as the red triangles.

Shifting perspective, we can repeat this for each of the seven different colors. That is, we have seven truncated cubes in the Klein quartic. On each of them a copy of $S_4 $ acts and these subgroups form one of the two conjugacy classes of $S_4 $ in the group $L_2(7) $. The colors of the triangles of these seven truncated cubes are indicated by bullets in the picture above on the right. The other conjugacy class of $S_4 $’s act on ‘truncated anti-cubes’ which also come in seven bunches of which the color is indicated by a square in that picture.

If you spend enough time on it you will see that each (truncated) cube is completely disjoint from precisely 3 (truncated) anti-cubes. This reminds us of the Fano-plane (picture on the left) : it has 7 points (our seven truncated cubes), 7 lines (the truncated anti-cubes) and the incidence relation of points and lines corresponds to the disjointness of (truncated) cubes and anti-cubes! This is the geometric interpretation of the group-theoretic realization that $L_2(7) \simeq PGL_3(\mathbb{F}_2) $ is the isomorphism group of the projective plane over the finite field $\mathbb{F}_2 $ on two elements, that is, the Fano plane. The colors of the picture on the left indicate the colors of cubes (points) and anti-cubes (lines) consistent with Egan’s picture above.

Further, the 24 vertices correspond to the 24 cusps of the modular group $\Gamma(7) $. Recall that a modular interpretation of the Klein quartic is as $\mathbb{H}/\Gamma(7) $ where $\mathbb{H} $ is the upper half-plane on which the modular group $\Gamma = PSL_2(\mathbb{Z}) $ acts via Moebius transformations, that is, to a 2×2 matrix corresponds the transformation

[tex]\begin{bmatrix} a & b \\ c & d \end{bmatrix}[/tex] <----> $ z \mapsto \frac{az+b}{cz+d} $

Okay, now let’s briefly sketch the exciting results found by Pablo Martin and David Singerman in the paper From biplanes to the Klein quartic and the buckyball, extending the above to the group $L_2(11) $.

There is one important modification to be made. Recall that the Cayley-graph to get the truncated cube comes from taking as generators of the group $S_4 $ the set ${ (3,4),(1,2,3) } $, that is, an order two and an order three element, defining an epimorphism from the modular group $\Gamma= C_2 \ast C_3 \rightarrow S_4 $.

We have also seen that in order to get the buckyball as a Cayley-graph for $A_5 $ we need to take the generating set ${ (2,3)(4,5),(1,2,3,4,5) } $, so a degree two and a degree five element.

Hence, if we want to have a corresponding Riemann surface we’d better not start from the action of the modular group on the upper half-plane, but rather the action via Moebius transformations of the
Hecke group

$H^5 \simeq C_2 \ast C_5 = \langle z \mapsto -\frac{1}{z}, z \mapsto z+ \phi \rangle $

where $\phi = \frac{1 + \sqrt{5}}{2} $ is the golden ratio.

But then, there is an epimorphism $H^5 \rightarrow L_2(11) $ (as this group is generated by one element of degree 2 and one of degree 5) and let $\Lambda $ denote its kernel. Observe that $\Lambda $ is the analogon of the modular subgroup $\Gamma(7) $ used above to define the Klein quartic.

Hence, Martin and Singerman define the buckyball curve as the modular quotient $X=\mathbb{H}/\Lambda $ which is a Riemann surface of genus 70.

The terminlogy is motivated by the fact that, precisely as we got 7 truncated cubes in the Klein quartic, we now get 11 truncated icosahedra (that is, buckyballs) in $X $. The 11 coming, analogous to the Klein case, from thefact that there are precisely two conjugacy classes of subgroups of $L_2(11) $ isomorphic to $A_5 $, each class containing precisely eleven elements!
The 60 vertices of the buckyball again correspond to the fact that there are 60 cusps in this case.

So, what is the analogon of the Fano plane in this case? Well, observe that the Fano-plane is a biplane of order two. That is, if we take as ‘points’ the points of the Fano plane and as ‘lines’ the complements of lines in the Fano plane then this defines a biplane structure. This means that any two distinct ‘points’ are contained in two distinct ‘lines’ and that two distinct ‘lines’ intersect in two distinct ‘points’. A biplane is said to be of order k is each ‘line’ consist of k-2 ‘points’. As the complement of a line in the Fano plane consists of 4 points, the Fano plane is therefore a biplane of order 2. The intersection pattern of cubes and anti-cubes in the Klein quartic is this biplane structure on the Fano plane.

In a similar way, Martin and Singerman show that the two conjugacy classes of subgroups isomorphic to $A_5 $ in $L_2(11) $, each containing exactly 11 elements, correspond to 11 embedded buckyballs (and 11 anti-buckyballs) in the buckyball-curve $X $ and that the intersection relations among them describe the combinatorial structure of a biplane of order three if we view the 11 buckys as ‘points’ and the anti-buckys as ‘lines’.

That is, the buckyball curve is a perfect geometric counterpart of the Klein quartic for the two trinities

At the Arcadian Functor, Kea also has a post on this in which she conjectures that the Kac-Moody algebra of E11 may be related to the buckyball curve.

References :

David Singerman, “Klein’s Riemann surface of genus 3 and regular embeddings of finite projective planes” Bull. London Math. Soc. 18 (1986) 364-370.

Pablo Martin and David Singerman, “From biplanes to the Klein quartic and the Buckyball” (note that this is a preliminary version, please contact David Singerman for the latest version).

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