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The group algebra of all algebraic numbers

Some weeks ago, Robert Kucharczyk and Peter Scholze found a topological realisation of the ‘hopeless’ part of the absolute Galois group $\mathbf{Gal}(\overline{\mathbb{Q}}/\mathbb{Q})$. That is, they constructed a compact connected space $M_{cyc}$ such that etale covers of it correspond to Galois extensions of the cyclotomic field $\mathbb{Q}_{cyc}$. This gives, at least in theory, a handle on the hopeless part of the Galois group $\mathbf{Gal}(\overline{\mathbb{Q}}/\mathbb{Q}_{cyc})$, see the previous post in this series.

Here, we will get halfway into constructing $M_{cyc}$. We will try to understand the topology of the prime ideal spectrum $\mathbf{Spec}(\mathbb{C}[\overline{\mathbb{Q}}^{\times}])$ of the complex group algebra of the multiplicative group $\overline{\mathbb{Q}}^{\times}$ of all non-zero algebraic numbers.

[section_title text=”Pontryagin duals”]

Take an Abelian locally compact group $A$ (for example, an Abelian group equipped with the discrete topology), then its Pontryagin dual $A^{\vee}$ is the space of all continuous group morphisms $A \rightarrow \mathbb{S}^1$ to the unit circle $\mathbb{S}^1$ endowed with the compact open topology.

There are these topological properties of the locally compact group $A^{\vee}$:

– $A^{\vee}$ is compact if and only if $A$ has the discrete topology,

– $A^{\vee}$ is connected if and only if $A$ is a torsion free group,

– $A^{\vee}$ is totally disconnected if and only if $A$ is a torsion group.

If we take the additive group of rational numbers with the discrete topology, the dual space $\mathbb{Q}^{\vee}$ is the one-dimensional solenoid

It is a compact and connected group, but is not path connected. In fact, it path connected components can be identified with the finite adele classes $\mathbb{A}_f/\mathbb{Q} = \widehat{\mathbb{Z}}/\mathbb{Z}$ where $\widehat{\mathbb{Z}}$ is the ring of profinite integers.

Keith Conrad has an excellent readable paper on this fascinating object: The character group of $\mathbb{Q}$. Or you might have a look at this post.

[section_title text=”The multiplicative group of algebraic numbers”]

A torsion element $x$ in the multiplicative group $\overline{\mathbb{Q}}^{\times}$ of all algebraic numbers must satisfy $x^N=1$ for some $N$ so is a root of unity, so we have the exact sequence of Abelian groups

$0 \rightarrow \pmb{\mu}_{\infty} \rightarrow \overline{\mathbb{Q}}^{\times} \rightarrow \overline{\mathbb{Q}}^{\times}_{tf} \rightarrow 0$

where the last term is the maximal torsion-free quotient of $\overline{\mathbb{Q}}^{\times}$. By Pontryagin duality this gives us an exact sequence of compact topological groups

$0 \rightarrow (\overline{\mathbb{Q}}^{\times}_{tf})^{\vee} \rightarrow (\overline{\mathbb{Q}}^{\times})^{\vee} \rightarrow \pmb{\mu}^{\vee}_{\infty} \rightarrow 0$

Here, the left-most space is connected and $\pmb{\mu}^{\vee}_{\infty}$ is totally disconnected. That is, the connected components of $(\overline{\mathbb{Q}}^{\times})^{\vee}$ are precisely the translates of the connected subgroup $(\overline{\mathbb{Q}}^{\times}_{tf})^{\vee}$.

[section_title text=”Prime ideal spectra”]

The short exact sequence of Abelian groups gives a short exact sequence of the corresponding group schemes

$0 \rightarrow \mathbf{Spec}(\mathbb{C}[\overline{\mathbb{Q}}^{\times}_{tf}]) \rightarrow \mathbf{Spec}(\mathbb{C}[\overline{\mathbb{Q}}^{\times}] \rightarrow \mathbf{Spec}(\mathbb{C}[\pmb{\mu}_{\infty}]) \rightarrow 0$

The torsion free abelian group $\overline{\mathbb{Q}}^{\times}_{tf}$ is the direct limit $\underset{\rightarrow}{lim}~M_i$ of finitely generated abelian groups $M_i$ and as the corresponding group algebra $\mathbb{C}[M_i] = \mathbb{C}[x_1,x_1^{-1},\cdots, x_k,x_k^{-1}]$, we have that $\mathbf{Spec}(\mathbb{C}[M_i])$ is connected. But then this also holds for

$\mathbf{Spec}(\mathbb{C}[\overline{\mathbb{Q}}^{\times}_{tf}]) = \underset{\leftarrow}{lim}~\mathbf{Spec}(\mathbb{C}[M_i])$

The underlying group of $\mathbb{C}$-points of $\mathbf{Spec}(\mathbb{C}[\pmb{\mu}_{\infty}])$ is $\pmb{\mu}_{\infty}^{\vee}$ and is therefore totally disconnected. But then we have

$\pi_0(\mathbf{Spec}(\mathbb{C}[\overline{\mathbb{Q}}^{\times}]) \simeq \pi_0(\mathbf{Spec}(\mathbb{C}[\pmb{\mu}_{\infty}]) \simeq \pmb{\mu}_{\infty}^{\vee}$

and, more importantly, for the etale fundamental group

$\pi_1^{et}(\mathbf{Spec}(\mathbb{C}[\overline{\mathbb{Q}}^{\times}],x) \simeq \pi_1^{et}(\mathbf{Spec}(\mathbb{C}[\overline{\mathbb{Q}}^{\times}_{tf}],y)$

So, we have to compute the latter one. Again, write the torsion-free quotient as a direct limit of finitely generated torsion-free Abelian groups and recall that connected etale covers of $\mathbf{Spec}(\mathbb{C}[M_i])=\mathbf{Spec}(\mathbb{C}[x_1,x_1^{-1},\cdots,x_k,x_k^{-1}])$ are all of the form $\mathbf{Spec}(\mathbb{C}[N])$, where $N$ is a subgroup of $M_i \otimes \mathbb{Q}$ that contains $M_i$ with finite index (that is, adjoining roots of the $x_i$).

Again, this goes through the limit and so a connected etale cover of $\mathbf{Spec}(\mathbb{C}[\overline{\mathbb{Q}}^{\times}_{tf}])$ would be determined by a subgroup of the $\mathbb{Q}$-vectorspace $\overline{\mathbb{Q}}^{\times}_{tf} \otimes \mathbb{Q}$ containing $\overline{\mathbb{Q}}^{\times}_{tf}$ with finite index.

But, $\overline{\mathbb{Q}}^{\times}_{tf}$ is already a $\mathbb{Q}$-vectorspace as we can take arbitrary roots in it (remember we’re using the multiplicative structure). That is, $\mathbf{Spec}(\mathbb{C}[\overline{\mathbb{Q}}^{\times}])$ is simply connected!

[section_title text=”Bringing in the Galois group”]

Now, we’re closing in on the mysterious space $M_{cyc}$. Clearly, it cannot be the complex points of $\mathbf{Spec}(\mathbb{C}[\overline{\mathbb{Q}}^{\times}])$ as this has no proper etale covers, but we still have to bring the Galois group $\mathbf{Gal}(\overline{\mathbb{Q}}/\mathbb{Q}_{cyc})$ into the game.

The group algebra $\mathbb{C}[\overline{\mathbb{Q}}^{\times}]$ is a commutative and cocommutative Hopf algebra, and all the elements of the Galois group act on it as Hopf-automorphisms, so it is natural to consider the fixed Hopf algebra

$H_{cyc}=\mathbb{C}[\overline{\mathbb{Q}}^{\times}]^{\mathbf{Gal}(\overline{\mathbb{Q}}/\mathbb{Q}_{cyc})}$

This Hopf algebra has an interesting alternative description as a subalgebra of the Witt ring $W(\mathbb{Q}_{cyc})$, bringing it into the realm of $\mathbb{F}_1$-geometry.

This ring of Witt vectors has as its underlying set of elements $1 + \mathbb{Q}_{cyc}[[t]]$ of formal power series in $\mathbb{Q}_{cyc}[[t]]$. Addition on this set is defined by multiplication of power series. The surprising fact is that we can then put a ring structure on it by demanding that the product $\odot$ should obey the rule that for all $a,b \in \mathbb{Q}_{cyc}$ we have

$(1-at) \odot (1-bt) = 1 – ab t$

In this mind-boggling ring the Hopf algebra $H_{cyc}$ is the subring consisting of all power series having a rational expression of the form

$\frac{1+a_1t+a_2t^2+ \cdots + a_n t^n}{1+b_1 t + b_2 t^2 + \cdots + b_m t^m}$

with all $a_i,b_j \in \mathbb{Q}_{cyc}$.

We can embed $\pmb{\mu}_{\infty}$ by sending a root of unity $\zeta$ to $1 – \zeta t$, and then the desired space $M_{cyc}$ will be close to

$\mathbf{Spec}(H_{cyc} \otimes_{\mathbb{Z}[\pmb{\mu}_{\infty}]} \mathbb{C})$

but I’ll spare the details for another time.

In case you want to know more about the title-picture, quoting from John Baez’ post The Beauty of Roots:

“Sam Derbyshire decided to to make a high resolution plot of some roots of polynomials. After some experimentation, he decided that his favorite were polynomials whose coefficients were all 1 or -1 (not 0). He made a high-resolution plot by computing all the roots of all polynomials of this sort having degree ≤ 24. That’s $2^{24}$ polynomials, and about $24 \times 2^{24}$ roots — or about 400 million roots! It took Mathematica 4 days to generate the coordinates of the roots, producing about 5 gigabytes of data.”

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according to Groth. IV.22

At the Bourbaki Seminar in November 1968 the participants were handed the following (premature) announcement of Bourbaki’s death.



The French text can be found at the Canulars Bourbaki, and the English translation below is from Maurice Mashaal’s book Bourbaki, a secret society of mathematicians, page 115.

I’ve underlined a couple of riddles in the text.

———-

The Cantor, Hilbert, and Noether families;
The Cartan, Chevalley, Dieudonne, and Weil families;
The Bruhat, Dixmier, Godement, Samuel, and Schwartz families;
The Cartier, Grothendieck, Malgrange, and Serre families;
The Demazure, Douady, Giraud, and Verdier families;
The Right-Filtering and Strict-Epimorphism families;
Mesdemoiselles Adele and Idele;

regret to announce the death of Monsieur

NICOLAS BOURBAKI

Respectively their father, brother, son, grandson, great-grandson, and grand-cousin.

He died piously in his home on November 11, 1968 (on the anniversary of great victory) in his home in Nancago.

The burial will take place in the cemetery for Random Functions (metro stations Markov and Goedel) on Saturday, November 23, 1968 at 3 o’clock in the afternoon.

A reception will be held at the bar The Direct Products, at the crossroads of the Projective Resolutions (formerly Koszul square).

Following the wish of the departed, His Eminence the Cardinal Aleph I will hold a mass in Our Lady of Universal Problems in the presence of representatives from all equivalence classes and from all (algebraically closed) fields. The students from l’Ecole Normale Superieure and the Chern classes will observe a minute of silence.

No flowers or wreath products.

For God is the Alexandrov compactification of the universe.” Groth. IV.22

———-

This announcement is clearly inspired by the faire-part of Betti Bourbaki’s wedding (with Hector Petard), written by Andre Weil and Claude Chabauty in the spring of 1939.

Some years ago I wrote a couple of posts on possible solutions of the riddles contained in that faire-part, a pdf-version can be downloaded as the Bourbaki code. (Note to self: repost some of those and add new material!)

Whereas the wedding announcement was concocted by members of Bourbaki, this is not the case for this death announcement. It was written by the mathematician and writer Jacques Roubaud, a member of the literary group OuLiPo.

In 1997 he wrote the novel ‘Mathematique’ (now available in English translation). In it, he recalls his mathematical years, from his first lecture at the IHP in 1952 till the 70ties. It contains an insiders view on Parisian mathematics in the 50ties and 60ties, dominated largely by Bourbaki, and offers clues to decrypt some of the riddles in the death announcement.

Today, we’ll consider the final one

For God is the Alexandrov compactification of the universe.Groth. IV.22

Can we make sense of the ‘reference’ Groth. IV.22?

Does it refer to EGA IV?

Roubaud’s motif (pardon the expression) for writing the announcement of Bourbaki’s death in 1968 can be read between the lines in his book Mathematics, a novel from which all quotes below are taken.

page 146: “I was invited by Raymond Queneau to join the Oulipo and I met FLL in the fall of 1966. By then, I had reached the end of my passion for Bourbaki, after being one of their most faithful and credulous readers for many years.”

page 73: “The “biography” of that many-headed beast, Bourbaki, is still to be written. It would be a fascinating but arduous task. Here, I shall say only what is strictly necessary to my own entreprise. Having reached his dotage after 1968, “he” is for all intents and purposes now dead.”

By 1968, Bourbaki had become an institution dominating French mathematics and so had to die after the May 1968 revolt.

But, Roubaud had found a new prophet to follow…

page 284: “It was a book of mathematics. It had just been published. It was in a large format, with a blue cover. Its title was Elements of Algebraic Geometry (affectionately and familiarly abbreviated, in French, to EGA). Its author: Grothendieck.

page 285: “For I had so immersed mself in Bourbakism that such a text, the fruit of its final flowering, the monumental work of he who could be considered as Dr. Frankenstein-Bourbaki’s Monster, and which had been drafted according to the group’s inimitable stylistic norms, here applied, in its prose, in a heightened, frenetic way, ran through my mind like honey, no, like nectar, an intellectual ambrosia. Just thinking about it now fills me with stupefaction. I was someone who managed to read EGA with pleasure – worse, with delight. For any normal mathematician today, such an affirmation would seem as perverse as adoring an American soft drink.”

Roubaud was reading EGAs like others would read Nicki French thrillers, one per year:

(1960) : “Éléments de géométrie algébrique: I. Le langage des schémas”

(1961) : “Éléments de géométrie algébrique: II. Étude globale élémentaire de quelques classes de morphismes”

(1961) : “Eléments de géométrie algébrique: III. Étude cohomologique des faisceaux cohérents, Première partie”

(1963) : “Éléments de géométrie algébrique: III. Étude cohomologique des faisceaux cohérents, Seconde partie”

(1964) : “Éléments de géométrie algébrique: IV. Étude locale des schémas et des morphismes de schémas, Première partie”

(1965) : “Éléments de géométrie algébrique: IV. Étude locale des schémas et des morphismes de schémas, Seconde partie”

(1966) : “Éléments de géométrie algébrique: IV. Étude locale des schémas et des morphismes de schémas, Troisième partie”

(1967) : “Éléments de géométrie algébrique: IV. Étude locale des schémas et des morphismes de schémas, Quatrième partie”

It was now november 1968, and Roubaud was hoping that another sequel would be published soon. As the last one ended with section IV.21, this new volume would start with IV.22, and, no doubt, contain more divine mathematics…

However, Pieter Belmans objected that it was planned from the outset for EGA4 to consist of 21 chapters, and no more. Surely, Roubaud knew about this…

ADDED october 4th: Pieter has done some further digging on this issue in his post According to Groth IV.22.

Can it refer to SGA IV?

Luckily, there is another option. Grothendieck ran the Séminaire de Géométrie Algébrique du Bois Marie at the IHES from 1962 to 1969.

SGA4 was about “Théorie des topos et cohomologie étale des schémas” (Topos theory and étale cohomology) and ran in 1963–1964. A decade later the notes were published in Springer’s Lecture Notes in Mathematics 269, 270 and 305, 1972/3.

The topic of SGA4 (topos theory) is clearly closer in spirit to the fake biblical quote on the topological nature of God than that of EGA4 which was about the local structure of schemes and their morphisms.

The original notes were published in fascicles by the IHÉS, most of which went through two or three revisions, and were published as the seminar proceeded. So, Roubaud had access to them in the later 60ties.

The original versions, as well as their re-published LaTeX versions can be found here.

Again, we face the problem that there are not enough chapters, only 19 in this case.

Fortunately, we can search the LaTeX-ed version for references to the Alexandroff compactification, and there is just a single one:

This is in the first lecture on Presheaves by Grothendieck and Verdier. More precisely, it is in section 2 (Univers et espèces de structures) of the Appendix, which is labeled

II. Appendice : Univers (by N. Bourbaki (*))

So, the paragraph on the Alexandroff compactification is in SGA IV,II.2, or, if we read 22 as II.2 this might explain Groth. IV.22.

We have found a reference in SGA IV including “Bourbaki”, “the univers” and “Alexandroff compactification”.

But then, who dreamed up this topological definition of God?

Jean-Paul Benzecri

Dieu est le compactifié d’Alexandrof de l’univers.Jean-Paul Benzecri

Jean-Paul Benzécri is a French statistician who has been professor at Université Pierre-et-Marie-Curie in Paris. In the 60ties he was a professor at the university of Rennes where he was a colleague of Roubaud.

Jacques Roubaud has another book on his reminiscences as a mathematician, Impératif catégorique. Unfortunately, this book is not (yet) translated into English.

In section 80, La déesse Fortune ne se montra pas envers moi avare de ses bienfaits, he tells about his years at the University of Rennes where also his friend and topos-theorist Jean Bénabou was at the time. Bénabou and Benzécri knew each other from their student days at the Ecole Normale.

Benzécri had a very strict catholic family background, and in the 50ties he attended the Centre Richelieu des étudiants catholiques.

.

He liked to explain his axiom as follows:

“Of course, God created the univers. But, he created it locally compact and not compact. That it, left on its own, the universe would suffer a serious structural defect which could only be repaired by introducing a point at infinity, which marks the presence of the divine.”

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Did Nöbeling discover toposes?

Chasing one story, one sometimes tumbles into a different one. For some time I’m trying to debunk the story that Wolfgang Krull was close to inventing the notion of schemes in the early 1930’s.

I guess my first encounter with it was through The Rising Sea: Grothendieck
on simplicity and generality I
by Colin McLarty which contains:

“From Emmy Noether’s viewpoint, then, it was natural to look at prime ideals instead of classical and generic points as we would more likely say today, to identify points with prime ideals. Her associate Wolfgang Krull did this. He gave a lecture in Paris before the Second World War on algebraic geometry taking all prime ideals as points, and using a Zariski topology. He did this over any ring, not only polynomial rings like $\mathbb{C}[x, y]$. The generality was obvious from the Noether viewpoint, since all the properties needed for the definition are common to all rings. The expert audience laughed at him and he abandoned the idea.”

The story seems to be due to Jurgen Neukirch’s ‘Erinnerungen an Wolfgang Krull’ published in ‘Wolfgang Krull : Gesammelte Abhandlungen’ (P. Ribenboim, editor).

This rumour is quickly ruled out as Parisian pre-war mathematical life only involves the Hadamard- and Julia-seminars and they are very well documented.

A more thorough investigation was carried out by Theo Raedschelders who contacted Karl-Otto Stöhr (a former student of Krull) and this is what he had to say about it:

“I remember that Prof. Krull once told to me, that in the early thirties he proposed in a talk that in algebraic geometry a larger number of points should be taken in consideration, namely points corresponding to the prime ideals of commutative rings. I always thought that this talk did happen at some place in Germany. He further mentioned that the mathematician Nöbeling in the audience argued that this idea would not be of any help to understand italian algebraic geometry.

I had never heard of Nöbeling, so here’s where this story takes a turn…

[section_title text=”The Vienna Mathematical Seminar”]

Wien 1938 und der Exodus der Mathematik is a fascinating account of Vienna mathematical life in the years leading up to WW2.

Karl menger was a central figure in the Vienna Mathematical Institute and founded its Mathematical Seminar. He gathered around him a brilliant group of young mathematicians including Kurt Gödel, Abraham Wald, Franz Alt and Olga Taussky.



Merger made important contributions to topology, including the “Menger sponge” and mathematical logic.

He seems to have been the first person to raise the idea of a point-free definition of the concept of topological space (aka ‘pointless topology’). In his 1928 book Dimensionstheorie, he defined the concept of space without referring to the points of an underlying set, but rather using pieces or, as he liked to say, “lumps”.

Georg Nöbeling was one of the first students and closest collaborators of Menger, finishing his Ph.D. in 1931 on a generalisation of Menger’s embedding problem.



In 1933 he moved to Erlangen, where Krull was a professor at the time. No doubt they discussed Krull’s invention of what we now know as the Zariski topology and Nöbeling may have said he didn’t believe it to be of any use in studying Italian geometry.

In Peter Johnstone’s historical account of the pre-history of topos theory The point of pointless topology there is no mention of Menger’s work. To him, the idea that points are secondary in a topological space required the prior development of lattice theory, which was developed in the mid 30-ties by Stone.

Stone’s lattice-theoretical approach to general topology found its final presentation in Georg Nöbeling’s 1954 book “Grundlagen der analytischen Topologie”. In fact, Nöbeling’s book could be seen as marking the end of the lattice-theoretical phase of pointless topology. A couple of years later locales and toposes where introduced.

So, did Nöbeling invent topos theory as some say Krull invented scheme theory? No, of course not, they both lacked the crucial ingredient of sheaf theory.

Still, it is fair to say that the Zariski topology was probably discovered by Krull in the early 30-ties and that Menger introduced ‘pointless topology’ in the late 20-ties, years ahead of the lattice-theoretic approach.

If you want to read more on this, please consult the paper by Mathieu Bélanger and Jean-Pierre MarquisMenger and Nöbeling on pointless topology.

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