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This week at F_un Mathematics (1)

In case you haven’t noticed it yet : I’m not living here anymore.

My blogging is (at least for the moment) transfered to the F_un Mathematics blog which some prefer to call the “ceci n’est pas un corps”-blog, which is very fine with me.

Javier gave a talk at MPI on Soule’s approach to algebraic geometry over the elusive field with one element $\mathbb{F}_1 $ and wrote two posts about it The skeleton of Soule’s F_un geometry and Gadgets a la Soule. The rough idea being that a variety over the field with one element only acquires flesh after a base extension to $\mathbb{Z} $ and to cyclotomic integers.

I did some posts on a related (but conceptually somewhat easier) approach due to Alain Connes and Katia Consani. I’ve tried to explain their construction at the level of (mature) undergraduate students. So far, there are three posts part1, part2 and part3. Probably there is one more session to come in which I will explain why they need functors to graded sets.

In the weeks to come we plan to post about applications of this F_un-geometry to noncommutative geometry (the Bost-Connes system) and Grothendieck’s anabelian geometry (the theory of dessins d’enfant). I’ll try to leave a short account of the main posts here, but clearly you are invited to feed your feedreader this.

Perhaps I’ll return here for a week mid november to do some old-fashioned vacation blogging. I have to admit I did underestimate Numeo.fr. Rumours have it that our place is connected wirelessly to the web…

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Connes-Consani for undergraduates (3)

A quick recap of last time. We are trying to make sense of affine varieties over the elusive field with one element $\mathbb{F}_1 $, which by Grothendieck’s scheme-philosophy should determine a functor

$\mathbf{nano}(N)~:~\mathbf{abelian} \rightarrow \mathbf{sets} \qquad A \mapsto N(A) $

from finite Abelian groups to sets, typically giving pretty small sets $N(A) $. Using the F_un mantra that $\mathbb{Z} $ should be an algebra over $\mathbb{F}_1 $ any $\mathbb{F}_1 $-variety determines an integral scheme by extension of scalars, as well as a complex variety (by extending further to $\mathbb{C} $). We have already connected the complex variety with the original functor into a gadget that is a couple $~(\mathbf{nano}(N),\mathbf{maxi}(R)) $ where $R $ is the coordinate ring of a complex affine variety $X_R $ having the property that every element of $N(A) $ can be realized as a $\mathbb{C} A $-point of $X_R $. Ringtheoretically this simply means that to every element $x \in N(A) $ there is an algebra map $N_x~:~R \rightarrow \mathbb{C} A $.

Today we will determine which gadgets determine an integral scheme, and do so uniquely, and call them the sought for affine schemes over $\mathbb{F}_1 $.

Let’s begin with our example : $\mathbf{nano}(N) = \underline{\mathbb{G}}_m $ being the forgetful functor, that is $N(A)=A $ for every finite Abelian group, then the complex algebra $R= \mathbb{C}[x,x^{-1}] $ partners up to form a gadget because to every element $a \in N(A)=A $ there is a natural algebra map $N_a~:~\mathbb{C}[x,x^{-1}] \rightarrow \mathbb{C} A $ defined by sending $x \mapsto e_a $. Clearly, there is an obvious integral form of this complex algebra, namely $\mathbb{Z}[x,x^{-1}] $ but we have already seen that this algebra represents the mini-functor

$\mathbf{min}(\mathbb{Z}[x,x^{-1}])~:~\mathbf{abelian} \rightarrow \mathbf{sets} \qquad A \mapsto (\mathbb{Z} A)^* $

and that the group of units $(\mathbb{Z} A)^* $ of the integral group ring $\mathbb{Z} A $ usually is a lot bigger than $N(A)=A $. So, perhaps there is another less obvious $\mathbb{Z} $-algebra $S $ doing a much better job at approximating $N $? That is, if we can formulate this more precisely…

In general, every $\mathbb{Z} $-algebra $S $ defines a gadget $\mathbf{gadget}(S) = (\mathbf{mini}(S),\mathbf{maxi}(S \otimes_{\mathbb{Z}} \mathbb{C})) $ with the obvious (that is, extension of scalars) evaluation map

$\mathbf{mini}(S)(A) = Hom_{\mathbb{Z}-alg}(S, \mathbb{Z} A) \rightarrow Hom_{\mathbb{C}-alg}(S \otimes_{\mathbb{Z}} \mathbb{C}, \mathbb{C} A) = \mathbf{maxi}(S \otimes_{\mathbb{Z}} \mathbb{C})(A) $

Right, so how might one express the fact that the integral affine scheme $X_T $ with integral algebra $T $ is the ‘best’ integral approximation of a gadget $~(\mathbf{nano}(N),\mathbf{maxi}(R)) $. Well, to begin its representing functor should at least contain the information given by $N $, that is, $\mathbf{nano}(N) $ is a sub-functor of $\mathbf{mini}(T) $ (meaning that for every finite Abelian group $A $ we have a natural inclusion $N(A) \subset Hom_{\mathbb{Z}-alg}(T, \mathbb{Z} A) $). As to the “best”-part, we must express that all other candidates factor through $T $. That is, suppose we have an integral algebra $S $ and a morphism of gadgets (as defined last time)

$f~:~(\mathbf{nano}(N),\mathbf{maxi}(R)) \rightarrow \mathbf{gadget}(S) = (\mathbf{mini}(S),\mathbf{maxi}(S \otimes_{\mathbb{Z}} \mathbb{C})) $

then there ought to be $\mathbb{Z} $-algebra morphism $T \rightarrow S $ such that the above map $f $ factors through an induced gadget-map $\mathbf{gadget}(T) \rightarrow \mathbf{gadget}(S) $.

Fine, but is this definition good enough in our trivial example? In other words, is the “obvious” integral ring $\mathbb{Z}[x,x^{-1}] $ the best integral choice for approximating the forgetful functor $N=\underline{\mathbb{G}}_m $? Well, take any finitely generated integral algebra $S $, then saying that there is a morphism of gadgets from $~(\underline{\mathbb{G}}_m,\mathbf{maxi}(\mathbb{C}[x,x^{-1}]) $ to $\mathbf{gadget}(S) $ means that there is a $\mathbb{C} $-algebra map $\psi~:~S \otimes_{\mathbb{Z}} \mathbb{C} \rightarrow \mathbb{C}[x,x^{-1}] $ such that for every finite Abelian group $A $ we have a commuting diagram

$\xymatrix{A \ar[rr] \ar[d]_e & & Hom_{\mathbb{Z}-alg}(S, \mathbb{Z} A) \ar[d] \\
Hom_{\mathbb{C}-alg}(\mathbb{C}[x,x^{-1}],\mathbb{C} A) \ar[rr]^{- \circ \psi} & & Hom_{\mathbb{C}-alg}(S \otimes_{\mathbb{Z}} \mathbb{C}, \mathbb{C} A)} $

Here, $e $ is the natural evaluation map defined before sending a group-element $a \in A $ to the algebra map defined by $x \mapsto e_a $ and the vertical map on the right-hand side is extensions by scalars. From this data we must be able to show that the image of the algebra map

$\xymatrix{S \ar[r]^{i} & S \otimes_{\mathbb{Z}} \mathbb{C} \ar[r]^{\psi} & \mathbb{C}[x,x^{-1}]} $

is contained in the integral subalgebra $\mathbb{Z}[x,x^{-1}] $. So, take any generator $z $ of $S $ then its image $\psi(z) \in \mathbb{C}[x,x^{-1}] $ is a Laurent polynomial of degree say $d $ (that is, $\psi(z) = c_{-d} x^{-d} + \ldots c_{-1} x^{-1} + c_0 + c_1 x + \ldots + c_d x^d $ with all coefficients a priori in $\mathbb{C} $ and we need to talk them into $\mathbb{Z} $).

Now comes the basic trick : take a cyclic group $A=C_N $ of order $N > d $, then the above commuting diagram applied to the generator of $C_N $ (the evaluation of which is the natural projection map $\pi~:~\mathbb{C}[x.x^{-1}] \rightarrow \mathbb{C}[x,x^{-1}]/(x^N-1) = \mathbb{C} C_N $) gives us the commuting diagram

$\xymatrix{S \ar[r] \ar[d] & S \otimes_{\mathbb{Z}} \mathbb{C} \ar[r]^{\psi} & \mathbb{C}[x,x^{-1}] \ar[d]^{\pi} \\
\mathbb{Z} C_n = \frac{\mathbb{Z}[x,x^{-1}]}{(x^N-1)} \ar[rr]^j & & \frac{\mathbb{C}[x,x^{-1}]}{(x^N-1)}} $

where the horizontal map $j $ is the natural inclusion map. Tracing $z \in S $ along the diagram we see that indeed all coefficients of $\psi(z) $ have to be integers! Applying the same argument to the other generators of $S $ (possibly for varying values of N) we see that , indeed, $\psi(S) \subset \mathbb{Z}[x,x^{-1}] $ and hence that $\mathbb{Z}[x,x^{-1}] $ is the best integral approximation for $\underline{\mathbb{G}}_m $.

That is, we have our first example of an affine variety over the field with one element $\mathbb{F}_1 $ : $~(\underline{\mathbb{G}}_m,\mathbf{maxi}(\mathbb{C}[x,x^{-1}]) \rightarrow \mathbf{gadget}(\mathbb{Z}[x,x^{-1}]) $.

What makes this example work is that the infinite group $\mathbb{Z} $ (of which the complex group-algebra is the algebra $\mathbb{C}[x,x^{-1}] $) has enough finite Abelian group-quotients. In other words, $\mathbb{F}_1 $ doesn’t see $\mathbb{Z} $ but rather its profinite completion $\hat{\mathbb{Z}} = \underset{\leftarrow} \mathbb{Z}/N\mathbb{Z} $… (to be continued when we’ll consider noncommutative $\mathbb{F}_1 $-schemes)

In general, an affine $\mathbb{F}_1 $-scheme is a gadget with morphism of gadgets
$~(\mathbf{nano}(N),\mathbf{maxi}(R)) \rightarrow \mathbf{gadget}(S) $ provided that the integral algebra $S $ is the best integral approximation in the sense made explicit before. This rounds up our first attempt to understand the Connes-Consani approach to define geometry over $\mathbb{F}_1 $ apart from one important omission : we have only considered functors to $\mathbf{sets} $, whereas it is crucial in the Connes-Consani paper to consider more generally functors to graded sets. In the final part of this series we’ll explain what that’s all about.

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Connes-Consani for undergraduates (2)

Last time we have seen how an affine $\mathbb{C} $-algebra R gives us a maxi-functor (because the associated sets are typically huge)

$\mathbf{maxi}(R)~:~\mathbf{abelian} \rightarrow \mathbf{sets} \qquad A \mapsto Hom_{\mathbb{C}-alg}(R, \mathbb{C} A) $

Substantially smaller sets are produced from finitely generated $\mathbb{Z} $-algebras S (therefore called mini-functors)

$\mathbf{mini}(S)~:~\mathbf{abelian} \rightarrow \mathbf{sets} \qquad A \mapsto Hom_{\mathbb{Z}-alg}(S, \mathbb{Z} A) $

Both these functors are ‘represented’ by existing geometrical objects, for a maxi-functor by the complex affine variety $X_R = \mathbf{max}(R) $ (the set of maximal ideals of the algebra R) with complex coordinate ring R and for a mini-functor by the integral affine scheme $X_S = \mathbf{spec}(S) $ (the set of all prime ideals of the algebra S).

The ‘philosophy’ of F_un mathematics is that an object over this virtual field with one element $\mathbb{F}_1 $ records the essence of possibly complicated complex- or integral- objects in a small combinatorial thing.

For example, an n-dimensional complex vectorspace $\mathbb{C}^{n} $ has as its integral form a lattice of rank n $\mathbb{Z}^{\oplus n} $. The corresponding $\mathbb{F}_1 $-objects only records the dimension n, so it is a finite set consisting of n elements (think of them as the set of base-vectors of the vectorspace).

Similarly, all base-changes of the complex vectorspace $\mathbb{C}^n $ are given by invertible matrices with complex coefficients $GL_n(\mathbb{C}) $. Of these base-changes, the only ones leaving the integral lattice $\mathbb{Z}^{\oplus n} $ intact are the matrices having all their entries integers and their determinant equal to $\pm 1 $, that is the group $GL_n(\mathbb{Z}) $. Of these integral matrices, the only ones that shuffle the base-vectors around are the permutation matrices, that is the group $S_n $ of all possible ways to permute the n base-vectors. In fact, this example also illustrates Tits’ original motivation to introduce $\mathbb{F}_1 $ : the finite group $S_n $ is the Weyl-group of the complex Lie group $GL_n(\mathbb{C}) $.

So, we expect a geometric $\mathbb{F}_1 $-object to determine a much smaller functor from finite abelian groups to sets, and, therefore we call it a nano-functor

$\mathbf{nano}(N)~:~\mathbf{abelian} \rightarrow \mathbf{sets} \qquad A \mapsto N(A) $

but as we do not know yet what the correct geometric object might be we will only assume for the moment that it is a subfunctor of some mini-functor $\mathbf{mini}(S) $. That is, for every finite abelian group A we have an inclusion of sets $N(A) \subset Hom_{\mathbb{Z}-alg}(S,\mathbb{Z} A) $ in such a way that these inclusions are compatible with morphisms. Again, take pen and paper and you are bound to discover the correct definition of what is called a natural transformation, that is, a ‘map’ between the two functors $\mathbf{nano}(N) \rightarrow \mathbf{mini}(S) $.

Right, now to make sense of our virtual F_un geometrical object $\mathbf{nano}(N) $ we have to connect it to properly existing complex- and/or integral-geometrical objects.

Let us define a gadget to be a couple $~(\mathbf{nano}(N),\mathbf{maxi}(R)) $ consisting of a nano- and a maxi-functor together with a ‘map’ (that is, a natural transformation) between them

$e~:~\mathbf{nano}(N) \rightarrow \mathbf{maxi}(R) $

The idea of this map is that it visualizes the elements of the set $N(A) $ as $\mathbb{C} A $-points of the complex variety $X_R $ (that is, as a collection of $o(A) $ points of $X_R $, where $o(A) $ is the number of elements of $A $).

In the example we used last time (the forgetful functor) with $N(A)=A $ any group-element $a \in A $ is mapped to the algebra map $\mathbb{C}[x,x^{-1}] \rightarrow \mathbb{C} A~,~x \mapsto e_a $ in $\mathbf{maxi}(\mathbb{C}[x,x^{-1}]) $. On the geometry side, the points of the variety associated to $\mathbb{C} A $ are all algebra maps $\mathbb{C} A \rightarrow \mathbb{C} $, that is, the $o(A) $ characters ${ \chi_1,\ldots,\chi_{o(A)} } $. Therefore, a group-element $a \in A $ is mapped to the $\mathbb{C} A $-point of the complex variety $\mathbb{C}^* = X_{\mathbb{C}[x,x^{-1}]} $ consisting of all character-values at $a $ : ${ \chi_1(a),\ldots,\chi_{o(A)}(g) } $.

In mathematics we do not merely consider objects (such as the gadgets defined just now), but also the morphisms between these objects. So, what might be a morphism between two gadgets

$~(\mathbf{nano}(N),\mathbf{maxi}(R)) \rightarrow (\mathbf{nano}(N’),\mathbf{maxi}(R’)) $

Well, naturally it should be a ‘map’ (that is, a natural transformation) between the nano-functors $\phi~:~\mathbf{nano}(N) \rightarrow \mathbf{nano}(N’) $ together with a morphism between the complex varieties $X_R \rightarrow X_{R’} $ (or equivalently, an algebra morphism $\psi~:~R’ \rightarrow R $) such that the extra gadget-structure (the evaluation maps) are preserved.

That is, for every finite Abelian group $A $ we should have a commuting diagram of maps

$\xymatrix{N(A) \ar[rr]^{\phi(A)} \ar[d]^{e_N(A)} & & N'(A) \ar[d]^{e_{N’}(A)} \\ Hom_{\mathbb{C}-alg}(R,\mathbb{C} A) \ar[rr]^{- \circ \psi} & & Hom_{\mathbb{C}-alg}(R’,\mathbb{C} A)} $

Not every gadget is a F_un variety though, for those should also have an integral form, that is, define a mini-functor. In fact, as we will see next time, an affine $\mathbb{F}_1 $-variety is a gadget determining a unique mini-functor $\mathbf{mini}(S) $.

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