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Category: noncommutative

Connes & Consani go categorical

Today, Alain Connes and Caterina Consani arXived their new paper Schemes over $ \mathbb{F}_1$ and zeta functions. It is a follow-up to their paper On the notion of geometry over $ \mathbb{F}_1$, which I’ve tried to explain in a series of posts starting here.

As Javier noted already last week when they updated their first paper, the main point of the first 25 pages of the new paper is to repace abelian groups by abelian monoids in the definition, making it more in tune with other approaches, most notably that of Anton Deitmar. The novelty, if you want, is that they package the two functors $\mathbf{rings} \rightarrow \mathbf{sets} $ and $\mathbf{ab-monoid} \rightarrow \mathbf{sets} $ into one functor $\mathbf{ring-monoid} \rightarrow \mathbf{sets} $ by using the ‘glued category’ $\mathbf{ring-monoid} $ (an idea they attribute to Pierre Cartier).

In general, if you have two categories $\mathbf{cat} $ and $\mathbf{cat’} $ and a pair of adjoint functors between them, then one can form the glued-category $\mathbf{cat-cat’} $ by taking as its collection of objects the disjoint union of the objects of the two categories and by defining the hom-sets between two objects the hom-sets in either category (if both objects belong to the same category) or use the adjoint functors to define the new hom-set when they do not (the very definition of adjoint functors makes that this doesn’t depend on the choice).

Here, one uses the functor $\mathbf{ab-monoid} \rightarrow \mathbf{rings} $ assigning to a monoid $M $ its integral monoid-algebra $\mathbb{Z}[M] $, having as its adjoint the functor $\mathbf{rings} \rightarrow \mathbf{ab-monoid} $ forgetting the additive structure of the commutative ring.

In the second part of the paper, they first prove some nice results on zeta-functions of Noetherian $\mathbb{F}_1 $-schemes and extend them, somewhat surprisingly, to settings which do not (yet) fit into the $\mathbb{F}_1 $-framework, namely elliptic curves and the hypothetical $\mathbb{F}_1 $-curve $\overline{\mathbf{spec}(\mathbb{Z})} $.

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noncommutative F_un geometry (2)

Last time we tried to generalize the Connes-Consani approach to commutative algebraic geometry over the field with one element $\mathbb{F}_1 $ to the noncommutative world by considering covariant functors

$N~:~\mathbf{groups} \rightarrow \mathbf{sets} $

which over $\mathbb{C} $ resp. $\mathbb{Z} $ become visible by a complex (resp. integral) algebra having suitable universal properties.

However, we didn’t specify what we meant by a complex noncommutative variety (resp. an integral noncommutative scheme). In particular, we claimed that the $\mathbb{F}_1 $-‘points’ associated to the functor

$D~:~\mathbf{groups} \rightarrow \mathbf{sets} \qquad G \mapsto G_2 \times G_3 $ (here $G_n $ denotes all elements of order $n $ of $G $)

were precisely the modular dessins d’enfants of Grothendieck, but didn’t give details. We’ll try to do this now.

For algebras over a field we follow the definition, due to Kontsevich and Soibelman, of so called “noncommutative thin schemes”. Actually, the thinness-condition is implicit in both Soule’s-approach as that of Connes and Consani : we do not consider R-points in general, but only those of rings R which are finite and flat over our basering (or field).

So, what is a noncommutative thin scheme anyway? Well, its a covariant functor (commuting with finite projective limits)

$\mathbb{X}~:~\mathbf{Alg}^{fd}_k \rightarrow \mathbf{sets} $

from finite-dimensional (possibly noncommutative) $k $-algebras to sets. Now, the usual dual-space operator gives an anti-equivalence of categories

$\mathbf{Alg}^{fd}_k \leftrightarrow \mathbf{Coalg}^{fd}_k \qquad A=C^* \leftrightarrow C=A^* $

so a thin scheme can also be viewed as a contra-variant functor (commuting with finite direct limits)

$\mathbb{X}~:~\mathbf{Coalg}^{fd}_k \rightarrow \mathbf{Sets} $

In particular, we are interested to associated to any {tex]k $-algebra $A $ its representation functor :

$\mathbf{rep}(A)~:~\mathbf{Coalg}^{fd}_k \rightarrow \mathbf{Sets} \qquad C \mapsto Alg_k(A,C^*) $

This may look strange at first sight, but $C^* $ is a finite dimensional algebra and any $n $-dimensional representation of $A $ is an algebra map $A \rightarrow M_n(k) $ and we take $C $ to be the dual coalgebra of this image.

Kontsevich and Soibelman proved that every noncommutative thin scheme $\mathbb{X} $ is representable by a $k $-coalgebra. That is, there exists a unique coalgebra $C_{\mathbb{X}} $ (which they call the coalgebra of ‘distributions’ of $\mathbb{X} $) such that for every finite dimensional $k $-algebra $B $ we have

$\mathbb{X}(B) = Coalg_k(B^*,C_{\mathbb{X}}) $

In the case of interest to us, that is for the functor $\mathbf{rep}(A) $ the coalgebra of distributions is Kostant’s dual coalgebra $A^o $. This is the not the full linear dual of $A $ but contains only those linear functionals on $A $ which factor through a finite dimensional quotient.

So? You’ve exchanged an algebra $A $ for some coalgebra $A^o $, but where’s the geometry in all this? Well, let’s look at the commutative case. Suppose $A= \mathbb{C}[X] $ is the coordinate ring of a smooth affine variety $X $, then its dual coalgebra looks like

$\mathbb{C}[X]^o = \oplus_{x \in X} U(T_x(X)) $

the direct sum of all universal (co)algebras of tangent spaces at points $x \in X $. But how do we get the variety out of this? Well, any coalgebra has a coradical (being the sun of all simple subcoalgebras) and in the case just mentioned we have

$corad(\mathbb{C}[X]^o) = \oplus_{x \in X} \mathbb{C} e_x $

so every point corresponds to a unique simple component of the coradical. In the general case, the coradical of the dual coalgebra $A^o $ is the direct sum of all simple finite dimensional representations of $A $. That is, the direct summands of the coalgebra give us a noncommutative variety whose points are the simple representations, and the remainder of the coalgebra of distributions accounts for infinitesimal information on these points (as do the tangent spaces in the commutative case).

In fact, it was a surprise to me that one can describe the dual coalgebra quite explicitly, and that $A_{\infty} $-structures make their appearance quite naturally. See this paper if you’re in for the details on this.

That settles the problem of what we mean by the noncommutative variety associated to a complex algebra. But what about the integral case? In the above, we used extensively the theory of Kostant-duality which works only for algebras over fields…

Well, not quite. In the case of $\mathbb{Z} $ (or more general, of Dedekind domains) one can repeat Kostant’s proof word for word provided one takes as the definition of the dual $\mathbb{Z} $-coalgebra
of an algebra (which is $\mathbb{Z} $-torsion free)

$A^o = { f~:~A \rightarrow \mathbb{Z}~:~A/Ker(f)~\text{is finitely generated and torsion free}~} $

(over general rings there may be also variants of this duality, as in Street’s book an Quantum groups). Probably lots of people have come up with this, but the only explicit reference I have is to the first paper I’ve ever written. So, also for algebras over $\mathbb{Z} $ we can define a suitable noncommutative integral scheme (the coradical approach accounts only for the maximal ideals rather than all primes, but somehow this is implicit in all approaches as we consider only thin schemes).

Fine! So, we can make sense of the noncommutative geometrical objects corresponding to the group-algebras $\mathbb{C} \Gamma $ and $\mathbb{Z} \Gamma $ where $\Gamma = PSL_2(\mathbb{Z}) $ is the modular group (the algebras corresponding to the $G \mapsto G_2 \times G_3 $-functor). But, what might be the points of the noncommutative scheme corresponding to $\mathbb{F}_1 \Gamma $???

Well, let’s continue the path cut out before. “Points” should correspond to finite dimensional “simple representations”. Hence, what are the finite dimensional simple $\mathbb{F}_1 $-representations of $\Gamma $? (Or, for that matter, of any group $G $)

Here we come back to Javier’s post on this : a finite dimensional $\mathbb{F}_1 $-vectorspace is a finite set. A $\Gamma $-representation on this set (of n-elements) is a group-morphism

$\Gamma \rightarrow GL_n(\mathbb{F}_1) = S_n $

hence it gives a permutation representation of $\Gamma $ on this set. But then, if finite dimensional $\mathbb{F}_1 $-representations of $\Gamma $ are the finite permutation representations, then the simple ones are the transitive permutation representations. That is, the points of the noncommutative scheme corresponding to $\mathbb{F}_1 \Gamma $ are the conjugacy classes of subgroups $H \subset \Gamma $ such that $\Gamma/H $ is finite. But these are exactly the modular dessins d’enfants introduced by Grothendieck as I explained a while back elsewhere (see for example this post and others in the same series).

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noncommutative F_un geometry (1)

It is perhaps surprising that Alain Connes and Katia Consani, two icons of noncommutative geometry, restrict themselves to define commutative algebraic geometry over $\mathbb{F}_1 $, the field with one element.

My guess of why they stop there is as good as anyone’s. Perhaps they felt that there is already enough noncommutativity in Soule’s gadget-approach (the algebra $\mathcal{A}_X $ as in this post may very well be noncommutative). Perhaps they were only interested in the Bost-Connes system which can be entirely encoded in their commutative $\mathbb{F}_1 $-geometry. Perhaps they felt unsure as to what the noncommutative scheme of an affine noncommutative algebra might be. Perhaps …

Remains the fact that their approach screams for a noncommutative extension. Their basic object is a covariant functor

$N~:~\mathbf{abelian} \rightarrow \mathbf{sets} \qquad A \mapsto N(A) $

from finite abelian groups to sets, together with additional data to the effect that there is a unique minimal integral scheme associated to $N $. In a series of posts on the Connes-Consani paper (starting here) I took some care of getting rid of all scheme-lingo and rephrasing everything entirely into algebras. But then, this set-up can be extended verbatim to noncommuative $\mathbb{F}_1 $-geometry, which should start from a covariant functor

$N~:~\mathbf{groups} \rightarrow \mathbf{sets} $

from all finite groups to sets. Let’s recall quickly what the additional info should be making this functor a noncommutative (affine) F_un scheme :

There should be a finitely generated $\mathbb{C} $-algebra $R $ together with a natural transformation (the ‘evaluation’)

$e~:~N \rightarrow \mathbf{maxi}(R) \qquad N(G) \mapsto Hom_{\mathbb{C}-alg}(R, \mathbb{C} G) $

(both $R $ and the group-algebra $\mathbb{C} G $ may be noncommutative). The pair $(N, \mathbf{maxi}(R)) $ is then called a gadget and there is an obvious notion of ‘morphism’ between gadgets.

The crucial extra ingredient is an affine $\mathbb{Z} $-algebra (possibly noncommutative) $S $
such that $N $ is a subfunctor of $\mathbf{mini}(S)~:~G \mapsto Hom_{\mathbb{Z}-alg}(S,\mathbb{Z} G) $ together with the following universal property :

any affine $\mathbb{Z} $-algebra $T $ having a gadget-morphism $~(N,\mathbf{maxi}(R)) \rightarrow (\mathbf{mini}(T),\mathbf{maxi}(T \otimes_{\mathbb{Z}} \mathbb{C})) $ comes from a $\mathbb{Z} $-algebra morphism $T \rightarrow S $. (If this sounds too cryptic for you, please read the series on C-C mentioned before).

So, there is no problem in defining noncommutative affine F_un-schemes. However, as with any generalization, this only makes sense provided (a) we get something new and (b) we have interesting examples, not covered by the restricted theory.

At first sight we do not get something new as in the only example we did in the C-C-series (the forgetful functor) it is easy to prove (using the same proof as given in this post) that the forgetful-functor $\mathbf{groups} \rightarrow \mathbf{sets} $ still has as its integral form the integral torus $\mathbb{Z}[x,x^{-1}] $. However, both theories quickly diverge beyond this example.

For example, consider the functor

$\mathbf{groups} \rightarrow \mathbf{sets} \qquad G \mapsto G \times G $

Then, if we restrict to abelian finite groups $\mathbf{abelian} $ it is easy to see (again by a similar argument) that the two-dimensional integer torus $\mathbb{Z}[x,y,x^{-1},y^{-1}] $ is the correct integral form. However, this algebra cannot be the correct form for the functor on the category of all finite groups as any $\mathbb{Z} $-algebra map $\phi~:~\mathbb{Z}[x,y,x^{-1},y^{-1}] \rightarrow \mathbb{Z} G $ determines (and is determined by) a pair of commuting units in $\mathbb{Z} G $, so the above functor can not be a subfunctor if we allow non-Abelian groups.

But then, perhaps there isn’t a minimal integral $\mathbb{Z} $-form for this functor? Well, yes there is. Take the free group in two letters (that is, all words in noncommuting $x,y,x^{-1} $ and $y^{-1} $ satisfying only the trivial cancellation laws between a letter and its inverse), then the corresponding integral group-algebra $\mathbb{Z} \mathcal{F}_2 $ does the trick.

Again, the proof-strategy is the same. Given a gadget-morphism we have an algebra map $f~:~T \mapsto \mathbb{C} \mathcal{F}_2 $ and we have to show, using the universal property that the image of $T $ is contained in the integral group-algebra $\mathbb{Z} \mathcal{F}_2 $. Take a generator
$z $ of $T $ then the degree of the image $f(z) $ is bounded say by $d $ and we can always find a subgroup $H \subset \mathcal{F}_2 $ such that $\mathcal{F}_2/H $ is a fnite group and the quotient map $\mathbb{C} \mathcal{F}_2 \rightarrow \mathbb{C} \mathcal{F}_2/H $ is injective on the subspace spanned by all words of degree strictly less than $d+1 $. Then, the usual diagram-chase finishes the proof.

What makes this work is that the free group $\mathcal{F}_2 $ has ‘enough’ subgroups of finite index, a property it shares with many interesting discrete groups. Whence the blurb-message :

if the integers $\mathbb{Z} $ see a discrete group $\Gamma $, then the field $\mathbb{F}_1 $ sees its profinite completion $\hat{\Gamma} = \underset{\leftarrow}{lim}~\Gamma/ H $

So, yes, we get something new by extending the Connes-Consani approach to the noncommutative world, but do we have interesting examples? As “interesting” is a subjective qualification, we’d better invoke the authority-argument.

Alexander Grothendieck (sitting on the right, manifestly not disputing a vacant chair with Jean-Pierre Serre, drinking on the left (a marvelous picture taken by F. Hirzebruch in 1958)) was pushing the idea that profinite completions of arithmetical groups were useful in the study of the absolute Galois group $Gal(\overline{\mathbb{Q}}/\mathbb{Q}) $, via his theory of dessins d’enfants (children;s drawings).

In a previous life, I’ve written a series of posts on dessins d’enfants, so I’ll restrict here to the basics. A smooth projective $\overline{\mathbb{Q}} $-curve $X $ has a Belyi-map $X \rightarrow \mathbb{P}^1_{\overline{\mathbb{Q}}} $ ramified only in three points ${ 0,1,\infty } $. The “drawing” corresponding to $X $ is a bipartite graph, drawn on the Riemann surface $X_{\mathbb{C}} $ obtained by lifting the unit interval $[0,1] $ to $X $. As the absolute Galois group acts on all such curves (and hence on their corresponding drawings), the action of it on these dessins d’enfants may give us a way into the multiple mysteries of the absolute Galois group.

In his “Esquisse d’un programme” (Sketch of a program if you prefer to read it in English) he writes :

“C’est ainsi que mon attention s’est portée vers ce que j’ai appelé depuis la “géométrie algêbrique anabélienne”, dont le point de départ est justement une étude (pour le moment limitée à la caractéristique zéro) de l’action de groupe de Galois “absolus” (notamment les groupes $Gal(\overline{K}/K) $, ou $K $ est une extension de type fini du corps premier) sur des groupes fondamentaux géométriques (profinis) de variétés algébriques (définies sur $K $), et plus particulièrement (rompant avec une tradition bien enracinée) des groupes fondamentaux qui sont trés éloignés des groupes abéliens (et que pour cette raison je nomme “anabéliens”). Parmi ces groupes, et trés proche du groupe $\hat{\pi}_{0,3} $, il y a le compactifié profini du groupe modulaire $SL_2(\mathbb{Z}) $, dont le quotient par le centre $\pm 1 $ contient le précédent comme sous-groupe de congruence mod 2, et peut s’interpréter d’ailleurs comme groupe “cartographique” orienté, savoir celui qui classifie les cartes orientées triangulées (i.e. celles dont les faces des triangles ou des monogones).”

and a bit further, he writes :

“L’élément de structure de $SL_2(\mathbb{Z}) $ qui me fascine avant tout, est bien sur l’action extérieure du groupe de Galois $Gal(\overline{\mathbb{Q}}/\mathbb{Q}) $ sur le compactifié profini. Par le théorème de Bielyi, prenant les compactifiés profinis de sous-groupes d’indice fini de $SL_2(\mathbb{Z}) $, et l’action extérieure induite (quitte à passer également à un sous-groupe overt de $Gal(\overline{\mathbb{Q}},\mathbb{Q}) $), on trouve essentiellement les groupes fondamentaux de toutes les courbes algébriques définis sur des corps de nombres $K $, et l’action extérieure de $Gal(\overline{K}/K) $ dessus.”

So, is there a noncommutative affine variety over $\mathbb{F}_1 $ of which the unique minimal integral model is the integral group algebra of the modular group $\mathbb{Z} \Gamma $ (with $\Gamma = PSL_2(\mathbb{Z}) $? Yes, here it is

$N_{\Gamma}~:~\mathbf{groups} \rightarrow \mathbf{sets} \qquad G \mapsto G_2 \times G_3 $

where $G_n $ is the set of all elements of order $n $ in $G $. The reason behind this is that the modular group is the free group product $C_2 \ast C_3 $.

Fine, you may say, but all this is just algebra. Where is the noncommutative complex variety or the noncommutative integral scheme in all this? Well, we can introduce them too but as this post is already 1300 words long, I’ll better leave this for another time. In case you cannot stop thinking about it, here’s the short answer.

The complex noncommutative variety has as its ‘points’ all finite dimensional simple complex representations of the modular group, and the ‘points’ of the noncommutative $\mathbb{F}_1 $-scheme are exactly the (modular) dessins d’enfants…

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