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Author: lievenlb

From the Da Vinci code to Galois

In The Da Vinci Code, Dan Brown feels he need to bring in a French cryptologist, Sophie Neveu, to explain the mystery behind this series of numbers:

13 – 3 – 2 – 21 – 1 – 1 – 8 – 5



The Fibonacci sequence, 1-1-2-3-5-8-13-21-34-55-89-144-… is such that any number in it is the sum of the two previous numbers.

It is the most famous of all integral linear recursive sequences, that is, a sequence of integers

\[
a = (a_0,a_1,a_2,a_3,\dots) \]

such that there is a monic polynomial with integral coefficients of a certain degree $n$

\[
f(x) = x^n + b_1 x^{n-1} + b_2 x^{n-2} + \dots + b_{n-1} x + b_n \]

such that for every integer $m$ we have that

\[
a_{m+n} + b_1 a_{m+n-1} + b_2 a_{m+n-2} + \dots + b_{n-1} a_{m+1} + a_m = 0 \]

For the Fibonacci series $F=(F_0,F_1,F_2,\dots)$, this polynomial can be taken to be $x^2-x-1$ because
\[
F_{m+2} = F_{m+1}+F_m \]

The set of all integral linear recursive sequences, let’s call it $\Re(\mathbb{Z})$, is a beautiful object of great complexity.

For starters, it is a ring. That is, we can add and multiply such sequences. If

\[
a=(a_0,a_1,a_2,\dots),~\quad \text{and}~\quad a’=(a’_0,a’_1,a’_2,\dots)~\quad \in \Re(\mathbb{Z}) \]

then the sequences

\[
a+a’ = (a_0+a’_0,a_1+a’_1,a_2+a’_2,\dots) \quad \text{and} \quad a \times a’ = (a_0.a’_0,a_1.a’_1,a_2.a’_2,\dots) \]

are again linear recursive. The zero and unit in this ring are the constant sequences $0=(0,0,\dots)$ and $1=(1,1,\dots)$.

So far, nothing terribly difficult or exciting.

It follows that $\Re(\mathbb{Z})$ has a co-unit, that is, a ring morphism

\[
\epsilon~:~\Re(\mathbb{Z}) \rightarrow \mathbb{Z} \]

sending a sequence $a = (a_0,a_1,\dots)$ to its first entry $a_0$.

It’s a bit more difficult to see that $\Re(\mathbb{Z})$ also has a co-multiplication

\[
\Delta~:~\Re(\mathbb{Z}) \rightarrow \Re(\mathbb{Z}) \otimes_{\mathbb{Z}} \Re(\mathbb{Z}) \]
with properties dual to those of usual multiplication.

To describe this co-multiplication in general will have to await another post. For now, we will describe it on the easier ring $\Re(\mathbb{Q})$ of all rational linear recursive sequences.

For such a sequence $q = (q_0,q_1,q_2,\dots) \in \Re(\mathbb{Q})$ we consider its Hankel matrix. From the sequence $q$ we can form symmetric $k \times k$ matrices such that the opposite $i+1$-th diagonal consists of entries all equal to $q_i$
\[
H_k(q) = \begin{bmatrix} q_0 & q_1 & q_2 & \dots & q_{k-1} \\
q_1 & q_2 & & & q_k \\
q_2 & & & & q_{k+1} \\
\vdots & & & & \vdots \\
q_{k-1} & q_k & q_{k+1} & \dots & q_{2k-2} \end{bmatrix} \]
The Hankel matrix of $q$, $H(q)$ is $H_k(q)$ where $k$ is maximal such that $det~H_k(q) \not= 0$, that is, $H_k(q) \in GL_k(\mathbb{Q})$.

Let $S(q)=(s_{ij})$ be the inverse of $H(q)$, then the co-multiplication map
\[
\Delta~:~\Re(\mathbb{Q}) \rightarrow \Re(\mathbb{Q}) \otimes \Re(\mathbb{Q}) \]
sends the sequence $q = (q_0,q_1,\dots)$ to
\[
\Delta(q) = \sum_{i,j=0}^{k-1} s_{ij} (D^i q) \otimes (D^j q) \]
where $D$ is the shift operator on sequence
\[
D(a_0,a_1,a_2,\dots) = (a_1,a_2,\dots) \]

If $a \in \Re(\mathbb{Z})$ is such that $H(a) \in GL_k(\mathbb{Z})$ then the same formula gives $\Delta(a)$ in $\Re(\mathbb{Z})$.

For the Fibonacci sequences $F$ the Hankel matrix is
\[
H(F) = \begin{bmatrix} 1 & 1 \\ 1& 2 \end{bmatrix} \in GL_2(\mathbb{Z}) \quad \text{with inverse} \quad S(F) = \begin{bmatrix} 2 & -1 \\ -1 & 1 \end{bmatrix} \]
and therefore
\[
\Delta(F) = 2 F \otimes ~F – DF \otimes F – F \otimes DF + DF \otimes DF \]
There’s a lot of number theoretic and Galois-information encoded into the co-multiplication on $\Re(\mathbb{Q})$.

To see this we will describe the co-multiplication on $\Re(\overline{\mathbb{Q}})$ where $\overline{\mathbb{Q}}$ is the field of all algebraic numbers. One can show that

\[
\Re(\overline{\mathbb{Q}}) \simeq (\overline{\mathbb{Q}}[ \overline{\mathbb{Q}}_{\times}^{\ast}] \otimes \overline{\mathbb{Q}}[d]) \oplus \sum_{i=0}^{\infty} \overline{\mathbb{Q}} S_i \]

Here, $\overline{\mathbb{Q}}[ \overline{\mathbb{Q}}_{\times}^{\ast}]$ is the group-algebra of the multiplicative group of non-zero elements $x \in \overline{\mathbb{Q}}^{\ast}_{\times}$ and each $x$, which corresponds to the geometric sequence $x=(1,x,x^2,x^3,\dots)$, is a group-like element
\[
\Delta(x) = x \otimes x \quad \text{and} \quad \epsilon(x) = 1 \]

$\overline{\mathbb{Q}}[d]$ is the universal Lie algebra of the $1$-dimensional Lie algebra on the primitive element $d = (0,1,2,3,\dots)$, that is
\[
\Delta(d) = d \otimes 1 + 1 \otimes d \quad \text{and} \quad \epsilon(d) = 0 \]

Finally, the co-algebra maps on the elements $S_i$ are given by
\[
\Delta(S_i) = \sum_{j=0}^i S_j \otimes S_{i-j} \quad \text{and} \quad \epsilon(S_i) = \delta_{0i} \]

That is, the co-multiplication on $\Re(\overline{\mathbb{Q}})$ is completely known. To deduce from it the co-multiplication on $\Re(\mathbb{Q})$ we have to consider the invariants under the action of the absolute Galois group $Gal(\overline{\mathbb{Q}}/\mathbb{Q})$ as
\[
\Re(\overline{\mathbb{Q}})^{Gal(\overline{\mathbb{Q}}/\mathbb{Q})} \simeq \Re(\mathbb{Q}) \]

Unlike the Fibonacci sequence, not every integral linear recursive sequence has an Hankel matrix with determinant $\pm 1$, so to determine the co-multiplication on $\Re(\mathbb{Z})$ is even a lot harder, as we will see another time.

Reference: Richard G. Larson, Earl J. Taft, ‘The algebraic structure of linearly recursive sequences under Hadamard product’

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What we (don’t) know

Do we know why the monster exists and why there’s moonshine around it?

The answer depends on whether or not you believe that vertex operator algebras are natural, elegant and inescapable objects.

the monster

Simple groups often arise from symmetries of exceptionally nice mathematical objects.

The smallest of them all, $A_5$, gives us the rotation symmetries of the icosahedron. The next one, Klein’s simple group $L_2(7)$, comes from the Klein quartic.

The smallest sporadic groups, the Mathieu groups, come from Steiner systems, and the Conway groups from the 24-dimensional Leech lattice.

What about the largest sporadic simple, the monster $\mathbb{M}$?

In his paper What is … the monster? Richard Borcherds writes (among other characterisations of $\mathbb{M}$):

“3. It is the automorphism group of the monster vertex algebra. (This is probably the best answer.)”

But, even Borcherds adds:

“Unfortunately none of these definitions is completely satisfactory. At the moment all constructions of the algebraic structures above seem artificial; they are constructed as sums of two or more apparently unrelated spaces, and it takes a lot of effort to define the algebraic structure on the sum of these spaces and to check that the monster acts on the resulting structure.
It is still an open problem to find a really simple and natural construction of the monster vertex algebra.

Here’s 2 minutes of John Conway on the “one thing” he really wants to know before he dies: why the monster group exists.



moonshine

Moonshine started off with McKay’s observation that 196884 (the first coefficient in the normalized j-function) is the sum 1+196883 of the dimensions of the two smallest simple representations of $\mathbb{M}$.

Soon it was realised that every conjugacy class of the monster has a genus zero group (or ‘moonshine group’) associated to it.

Borcherds proved the ‘monstrous moonshine conjectures’ asserting that the associated main modular function of such a group is the character series of the action of the element on the monster vertex algebra.

Here’s Borcherds’ ICM talk in Berlin on this: What is … Moonshine?.

Once again, the monster vertex algebra appears to be the final answer.

However, in characterising the 171 moonshine groups among all possible genus zero groups one has proved that they are all of the form:

(ii) : $(n|h)+e,g,\dots$

In his book Moonshine beyond the Monster, Terry Gannon writes:

“We now understand the significance, in the VOA or CFT framework, of transformations in $SL_2(\mathbb{Z})$, but (ii) emphasises that many modular transformations relevant to Moonshine are more general (called the Atkin-Lehner involutions).
Monstrous moonshine will remain mysterious until we can understand its Atkin-Lehner symmetries.

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Extending McKay’s E8 graph?

If you take two Fischer involutions in the monster (elements of conjugacy class 2A) and multiply them, the resulting element surprisingly belongs to one of just 9 conjugacy classes:

1A,2A,2B,3A,3C,4A,4B,5A or 6A

The orders of these elements are exactly the dimensions of the fundamental root for the extended $E_8$ Dynkin diagram.

This is the content of John McKay’s E(8)-observation : there should be a precise relation between the nodes of the extended Dynkin diagram and these 9 conjugacy classes in such a way that the order of the class corresponds to the component of the fundamental root. More precisely, one conjectures the following correspondence:

John Duncan found such a connection by considering carefully the corresponding moonshine groups and their inter-relation. For more on this, look at the old post E8 from moonshine groups. The extended Dynkin diagram with these moonshine groups as vertices is:

Duncan does this by assigning numbers to moonshine groups: the dimension is the order of the corresponding monster element and the valency is one more than the copies of $C_2$ generated by the Atkin-Lehner involutions in the moonshine group.

One might ask whether there is a graph on all 171 moonshine groups, compatible with the valencies of every vertex.

Now, even for the 9 groups in McKay’s question, the valencies do not determine the graph uniquely and Duncan proceeds with an ad hoc condition on the edges.

There is a partition on the 9 groups by the property whether or not the index of the intersection with $\Gamma_0(2)$ is at most two. Then Duncan declares that there cannot be an edge between two groups belonging to the same class.

His motivation for this property comes from classical McKay-correspondence for the binary icosahedral group (where the vertices correspond to simple representations $S$, and the edges from $S$ to factors of $S \otimes V_2$, where $V_2$ is the restriction of the standard $2$-dimensional simple for $SU(2)$).

Of the $9$ simples there are only $4$ faithful ones, $5$ come from simples of $A_5$. Because $\Gamma_0(2)$ is a subgroup of the modular group of index 2, he then views $\Gamma_0(2)$ as similar to the subgroup $A_5$ in the binary icosahedral group, and declares a moonshine group to be faithful if its index in the intersection with $\Gamma_0(2)$ is at most two.

One might ask whether there is another, more natural, definition for having an edge (or multiple ones) between arbitrary moonshine groups.

And, what is the full graph on the 171 groups?

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